COMPANIES IN THIS INDUSTRY

AABA – Altaba Inc.
AAC1 – ARCADIA FINANCIAL LTD
AACC – ASSET ACCEPTANCE CAPITAL CORP
AAMC – Altisource Asset Management Corp
AB – AllianceBernstein Holding L.P.
ABDC – Alcentra Capital Corp.
ACA – ACA CAPITAL HOLDINGS INC
ACAS – AMERICAN CAPITAL, LTD
ACRTQ – ACTRADE FINANCIAL TECHNOLOGIES LTD
ACSF – American Capital Senior Floating, Ltd.
AIA1 – AMERICAN INSURED MORTGAGE INVESTORS
AII – AMERICAN INSURED MORTGAGE INVESTORS SERIES 85 L P
AIJ – AMERICAN INSURED MORTGAGE INVESTORS L P SERIES 86
AIK – AMERICAN INSURED MORTGAGE INVESTORS L P SERIES 88
AINC – Ashford Inc.
AINV – Apollo Investment Corporation
ALD1 – ALLIED CAPITAL CORP
AMCO – ARMCO METALS HOLDINGS, INC.
AMG – Affiliated Managers Group, Inc.
AMP – AMERIPRISE FINANCIAL SERVICES, INC.
AMPLQ – AMPAL-AMERICAN ISRAEL CORP
APAM – Artisan Partners Asset Management Inc.
APO – Apollo Global Management, LLC
ARCC – Ares Capital Corporation
ARES – Ares Management L.P.
ART – ARTIO GLOBAL INVESTORS INC.
ASFN1 – ALLSTATE FINANCIAL CORP
ASTN – ASHTON TECHNOLOGY GROUP INC
AX – ARCHIPELAGO HOLDINGS INC
BAM – Brookfield Asset Management Inc
BATS – BATS GLOBAL MARKETS, INC.
BBDC1 – BRANTLEY CAPITAL CORP
BCOR – Blucora, Inc.
BEN – Franklin Resources, Inc.
BK – Bank Of New York Mellon Corporation (The)
BKCC – BlackRock Capital Investment Corporation
BLK – BlackRock, Inc.
BOT – CBOT HOLDINGS INC
BSG – CITI INVESTOR SERVICES, INC.
BSIG – BRIGHTSPHERE INVESTMENT GROUP PLC
BX – The Blackstone Group L.P.
BXLC – BEXIL CORP
CCT – Corporate Capital Trust, Inc.
CEF – CENTRAL FUND OF CANADA LTD (Foreign)
CG – The Carlyle Group L.P.
CGBD – TCG BDC, Inc.
CMFN – CM Finance Inc
CMGT – CHAPMAN CAPITAL MANAGEMENT HOLDINGS INC
CNNE – Cannae Holdings, Inc.
CNNG – CONNING INC.
CNS – Cohen & Steers Inc
CPTA – Capitala Finance Corp.
CREN – CORPORATE RENAISSANCE GROUP INC
CSWC – Capital Southwest Corporation
DHIL – Diamond Hill Investment Group, Inc.
DLJ – DONALDSON LUFKIN & JENRETTE INC
ECPG – Encore Capital Group Inc
EF – EDELMAN FINANCIAL GROUP INC.
ENRNQ – ENRON CORP
EPHC – EPOCH HOLDING CORP
EQS – Equus Total Return, Inc.
EQUI – EQUIFIN INC
EV – Eaton Vance Corporation
EVR1 – EVEREN CAPITAL CORP
FANT – FINANTRA CAPITAL INC
FCFC – FIRSTCITY FINANCIAL CORP
FDUS – Fidus Investment Corporation
FIG – FORTRESS INVESTMENT GROUP LLC
FII – Federated Investors, Inc.
FNGN – Financial Engines, Inc.
FOCS – FOCUS FINANCIAL PARTNERS INC.
FSAM – FIFTH STREET ASSET MANAGEMENT INC.
FSVC – FRESHSTART VENTURE CAPITAL CORP
FULL – FULL CIRCLE CAPITAL CORP
FXAI – FX ALLIANCE INC.
GAIN – Gladstone Investment Corporation
GARS – Garrison Capital Inc.
GBDC – Golub Capital BDC, Inc.
GBL – Gamco Investors, Inc.
GEC – Great Elm Capital Group, Inc.
GECC – Great Elm Capital Corp.
GFIG – GFI GROUP INC.
GLAD – Gladstone Capital Corporation
GLBR – GLOBAL BROKERAGE, INC.
GLG – GLG PARTNERS, INC.
GROW – U.S. Global Investors, Inc.
GSVC – GSV Capital Corp
HCAP – Harvest Capital Credit Corporation
HCD – HIGHLAND DISTRESSED OPPORTUNITIES, INC.
HCF – HEALTHCARE FINANCIAL PARTNERS INC
HFA – HELLER FINANCIAL INC
HNNA – Hennessy Advisors, Inc.
HRZN – Horizon Technology Finance Corporation
HYPRQ – HYPERFEED TECHNOLOGIES INC
IDC – INTERACTIVE DATA CORP
IFIN – INVESTORS FINANCIAL SERVICES CORP
IICR – IIC INDUSTRIES INC
ISE – INTERNATIONAL SECURITIES EXCHANGE HOLDINGS, INC.
IVZ – Invesco Plc
JEF – JEFFERIES FINANCIAL GROUP INC.
JHG – Janus Henderson Group plc
JNC – NUVEEN INVESTMENTS, INC
JNS – JANUS CAPITAL GROUP INC
JP – Jupai Holdings Limited
KBK – KBK CAPITAL CORP
KCAP – KCAP Financial, Inc.
KKR – KKR & Co. L.P.
LM – Legg Mason, Inc.
MACC – MACC PRIVATE EQUITIES INC
MAIN – Main Street Capital Corporation
MC – Moelis & Company
MCC – Medley Capital Corporation
MCGC – MCG CAPITAL CORP
MDLY – Medley Management Inc.
MF – MF GLOBAL HOLDINGS LTD.
MFCB – MFC Bancorp Ltd.
MN – Manning & Napier, Inc.
MSB – Mesabi Trust
MVC – MVC Capital, Inc.
NEU1 – NEUBERGER BERMAN INC
NEW2 – NVEST LP
NEWT – Newtek Business Services Corp.
NEXC – NEXCEN BRANDS, INC.
NMFC – New Mountain Finance Corporation
NMX – NYMEX HOLDINGS INC
NOAH – Noah Holdings Ltd.
NTRS – Northern Trust Corporation
NYX – NYSE EURONEXT
OAK – Oaktree Capital Group, LLC
OCSI – Oaktree Strategic Income Corporation
OFS – OFS Capital Corporation
OHAI – OHA Investment Corporation
OXSQ – OXFORD SQUARE CAPITAL CORP.
OZM – Och-Ziff Capital Management Group LLC
PA1 – PIMCO ADVISORS HOLDINGS LP
PFLT – PennantPark Floating Rate Capital Ltd.
PIOG – PIONEER GROUP INC
PJC – Piper Jaffray Companies
PMC1 – PMC CAPITAL INC
PNNT – PennantPark Investment Corporation
PRSG – PRIMUS GUARANTY LTD
PSEC – Prospect Capital Corporation
PZN – Pzena Investment Management Inc
RAND – Rand Capital Corporation
REGRF – REG TECHNOLOGIES INC (Foreign)
REXI – RESOURCE AMERICA, INC.
RILY – B. Riley Financial, Inc.
RTA – RYERSON TULL INC
SAMG – Silvercrest Asset Management Group Inc.
SAR – Saratoga Investment Corp
SCM – Stellus Capital Investment Corporation
SEIC – SEI Investments Company
SFE – Safeguard Scientifics, Inc.
SLRC – Solar Capital Ltd.
SOHL – SOUTHERN TRUST SECURITIES HOLDING CORP
STEN – STEN CORP
STT – State Street Corporation
SUNS – Solar Senior Capital Ltd.
SVVC – Firsthand Technology Value Fund, Inc.
TCPC – TCP Capital Corp.
TCRD – THL Credit, Inc.
TFCE – TFC ENTERPRISES INC
THCG – THCG INC
TNF – TAILWIND FINANCIAL INC.
TPVG – TriplePoint Venture Growth BDC Corp.
TRAC – TRACK DATA CORP
TROW – T. Rowe Price Group, Inc.
TSLX – TPG Specialty Lending, Inc.
TURN – 180 Degree Capital Corp.
TWE – TD WATERHOUSE GROUP INC
UAM1 – BRIGHTSPHERE INC.
VCTR – Victory Capital Holdings, Inc.
VOYA – Voya Financial, Inc.
VPGI – VELOCITY PORTFOLIO GROUP INC
VRTS – Virtus Investment Partners, Inc.
WCAP – WINFIELD CAPITAL CORP
WDR – Waddell & Reed Financial, Inc.
WETF – WisdomTree Investments, Inc.
WHF – WhiteHorse Finance, Inc.
WHG – Westwood Holdings Group Inc
WINS – Wins Finance Holdings Inc.
XRDC – CROSSROADS CAPITAL, INC.
ZAIS – ZAIS Group Holdings, Inc.